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Securities

 

Freedom Financial Institute offers Security Courses designed to help you study for the SIE, Series 6, Series 63, Series 65, Series 7, and Series 26 exams.

SIE

Series 6

Series 7

Series 63

Series 65

Series 66

Series 24

Series 26

 

SIE - a FINRA exam and pre-requisite to working within the financial services industry and is taken in combination with the following exams: Series 6, 7, 52, 57, 79, 86, 87, or 99. Individuals are not required to be an employee of a sponsoring firm in order to take the SIE exam.

 

Series 6 - a FINRA licensing exam required for registered representatives who sell investments companies, variable annuities and life insurance contracts. Individuals are required to pass both the Series 6 as well as the SIE exam in order to register as a representative.

Series 63 - a NASAA licensing exam required for individuals seeking to register and meet their state licensing requirement. This exam is frequently combined with the SIE, Series 6, 7, and 79.

Series 65 - a NASAA licensing exam required for individuals seeking to register and meet their state investment adviser representative licensing requirement and provide advisory services. This exam is frequently combined with the SIE, Series 6, and 7.

Series 7 - a FINRA licensing exam required for registered representatives who sell the broadest range of securities including corporate securities, municipal securities, and options. Individuals are required to pass both the Series 7 and the SIE exam in order to register as a representative.

Series 26 - a FINRA exam required for individuals who supervise or manage representatives who sell investment company and variable insurance products. A current SIE and Series 7 registration are co-requisites.

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